• Identify and understand risks inherent in Banking
• Develop a framework to mitigate risks in accordance with the guidlelines issued by the Basel
  Committee

• Supervisory Agencies


• Central Banks


• Financial Institutions


• Commercial Banks


• Investment Banks


• Housing Societies/Thrifts


• Mutual Funds


• Brokerage Houses


• Stock Exchanges


• Derivatives Exchanges


• Insurance Companies


• Multinational Corporations


• Accountancy Firms


• Consultancy Firms


• Law Firms


• Rating Agencies


• Multi-lateral Financial Institutions


• Others

Instructional Method
Dynamic, Interactive e-learning

Recommended Background
Familiarity with basic financial concepts

To purchase this course online, visit: Link
http://www.kesdee.com/courselist.html#!36

For purchase, contact us at

1. Core Principles and Methodology

• Before You Begin…
  
• Introduction
  
• Preconditions
  
• Licensing Process and Changes in Structure
  
• Transfer of a Bank’s Shares
  
• Major Acquisitions or Investments
  
• Capital Adequacy
  
• Asset Quality and Reserve
  
• Concentration of Risks & Large Exposures
  
• Connected Lending
  
• Material Risks
  
• Internal Controls
  
• Methods of On-Going Banking Supervision
  
• Information Requirements of Banking Organizations
  
• Formal Powers of Supervisors
  
• Cross Border Banking
  
• Additional Requirements and Self-Assessment

2. Supervisory Self-Assessment

• Before You Begin…
  
• Introduction
  
• The Self-Assessment Strategy
  
• Four Phases of Self-Assessment
  
• Self-Assessment Report
  
• Statement of Cooperation between Banking Supervisors

3. Corporate Governance in Banks

• Before You Begin…
  
• Introduction
  
• Sound Corporate Governance Practices in Banking
  
• The Role of Public Disclosure
  
• Supervisors and Transparency
  
• Recommendations for Enhancing Bank Transparency
  
• Supportive Environment to Corporate Governance

4. Internal Control System

• Before You Begin…
  
• Introduction
  
• Management Oversight and Control Culture
  
• Risk Recognition and Assessment
  
• Control Activities and Segregation of Duties
  
• Information and Communication
  
• Monitoring Activities and Correcting Deficiencies
  
• Audit Function
  
• Internal Control Deficiencies

5. Internal Audit in Banks

• Before You Begin…
  
• Introduction
  
• Objectives and Tasks of the Internal Audit Function
  
• Principles of Internal Audit
  
• Functioning of Internal Audit
  
• Supervisory Authority and Internal & External Auditors
  
• Audit Committee
  
• Outsourcing of the Internal Audit

6. Supervisors and External Auditors

• Before You Begin…
  
• Introduction
  
• Board and Management
  
• The Role of External Auditors
  
• The Role of Bank Supervisor
  
• Governance and Other Aspects

7. Operational Risk Management

• Before you Begin…
  
• Introduction
  
• Risk Management Environment
  
• Risk Management
  
• Role of Supervisors
  
• Role of Disclosure

8. Liquidity Management

• Before You Begin…
  
• Introduction
  
• Developing a Structure
  
• Measuring and Monitoring Net Funding Requirements
  
• Review Assumptions
  
• Managing Market Access
  
• Contingency Planning
  
• Foreign Currency Liquidity Management
  
• Internal Controls
  
• The Role of Supervisors and Disclosures

9. Credit Risk Management

• Before You Begin…
  
• Introduction
  
• Establishing Credit Risk Environment.
  
• Credit Granting Process
  
• Credit Administration, Measurement and Monitoring
  
• Adequate Controls Over Credit Risk
  
• Role of supervisors
  

10. Management of Settlement Risk in Foreign Exchange

• Before You Begin…
  
• Introduction
  
• The Nature of FX Settlement Risk
  
• Senior Management Responsibilities
  
• Duration of FX Settlement Exposure
  
• Measurement of FX Settlement Exposures
  
• Setting Limits and Managing Fails
  
• Contingency Planning
  
• Use of Bilateral Netting
  
• Alternative Arrangements
  
• Internal Audit and Counter Parties
  
• Role of Supervisors

11. Trading and Derivatives Activities

• Before You Begin…
  
• Introduction
  
• Enhancing Transparency
  
• Quantitative Disclosures
  
• Qualitative Disclosures

12. Risk Management Principles for E-banking

• Before You Begin…
  
• Introduction
  
• Board and Management Oversight
  
• Security Controls
  
• Legal and Reputational Risk Management
  
• Cross-Border E-Banking Activities

13. Loan Accounting and Disclosure

• Before You Begin…
  
• Introduction
  
• Foundations for Sound Accounting
  
• Accounting for Loans
  
• Public Disclosure
  
• Role of Supervisors

14. Highly Leveraged Institutions

• Before You Begin…
  
• Introduction
  
• Banks’ Involvement with HLIs Credit Risk Strategy
  
• Information Gathering, Due Diligence and Credit Analysis
  
• Limit setting
  
• Collateral, Early Termination and Other Contractual Provisions
  
• Ongoing Monitoring of Positions vis-à-vis HLIs
  
• Specific Actions by Banks to Implement Sound Practices

15. Dealing with weak banks

• Before You Begin…
  
• Introduction
  
• Weak Banks and Problems
  
• Preconditions
  
• Channels for Information about Weaknesses
  
• Corrective Action
  
• Types of Weaknesses
  
• Resolution and Exit
  

• Core Principles and Methodology
• Corporate Governance in Banks
• Credit Risk Management
• Dealing with weak banks
• Highly leveraged institutions
• Internal Control Systems
• Loan Accounting and Disclosure
• Management and Supervision of Operational Risk
• Sound International Banking Supervision
• Risk Management for E-banking
• Settlement risk in foreign exchange transactions
• Sound practices for managing liquidity
• Supervisors and External Auditors
• Supervisors and Internal Auditors
• Supervisory Self-Assessment
• Trading and Derivatives Activities
• Sound International Banking Supervision