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Time taken to complete each Course:
Two - Three hours
1.
Core Principles and Methodology
- Before
You Begin…
- Introduction
- Preconditions
- Licensing
Process and Changes in Structure
- Transfer
of a Bank’s Shares
- Major
Acquisitions or Investments
- Capital
Adequacy
- Asset
Quality and Reserve
- Concentration
of Risks & Large Exposures
- Connected
Lending
- Material
Risks
- Internal
Controls
- Methods
of On-Going Banking Supervision
- Information
Requirements of Banking Organizations
- Formal
Powers of Supervisors
- Cross
Border Banking
- Additional
Requirements and Self-Assessment
2.
Supervisory Self-Assessment
- Before
You Begin…
- Introduction
- The
Self-Assessment Strategy
- Four
Phases of Self-Assessment
- Self-Assessment
Report
- Statement
of Cooperation between Banking Supervisors
3.
Corporate Governance in Banks
- Before
You Begin…
- Introduction
- Sound
Corporate Governance Practices in Banking
- The
Role of Public Disclosure
- Supervisors
and Transparency
- Recommendations
for Enhancing Bank Transparency
- Supportive
Environment to Corporate Governance
4.
Internal Control System
- Before
You Begin…
- Introduction
- Management
Oversight and Control Culture
- Risk
Recognition and Assessment
- Control
Activities and Segregation of Duties
- Information
and Communication
- Monitoring
Activities and Correcting Deficiencies
- Audit
Function
- Internal
Control Deficiencies
5.
Internal Audit in Banks
- Before
You Begin…
- Introduction
- Objectives
and Tasks of the Internal Audit Function
- Principles
of Internal Audit
- Functioning
of Internal Audit
- Supervisory
Authority and Internal & External Auditors
- Audit
Committee
- Outsourcing
of the Internal Audit
6.
Supervisors and External Auditors
- Before
You Begin…
- Introduction
- Board
and Management
- The
Role of External Auditors
- The
Role of Bank Supervisor
- Governance
and Other Aspects
7.
Management of Operational Risk
- Before
you Begin…
- Introduction
- Risk
Management Environment
- Risk
Management
- Role
of Supervisors
- Role
of Disclosure
8.
Liquidity Management
- Before
You Begin…
- Introduction
- Developing
a Structure
- Measuring
and Monitoring Net Funding Requirements
- Review
Assumptions
- Managing
Market Access
- Contingency
Planning
- Foreign
Currency Liquidity Management
- Internal
Controls
- The
Role of Supervisors and Disclosures
9.
Credit Risk Management
- Before
You Begin…
- Introduction
- Establishing
Credit Risk Environment.
- Credit
Granting Process
- Credit
Administration, Measurement and Monitoring
- Adequate
Controls Over Credit Risk
- Role
of supervisors
10.
Settlement Risk in Foreign Exchange
- Before
You Begin…
- Introduction
- The
Nature of FX Settlement Risk
- Senior
Management Responsibilities
- Duration
of FX Settlement Exposure
- Measurement
of FX Settlement Exposures
- Setting
Limits and Managing Fails
- Contingency
Planning
- Use
of Bilateral Netting
- Alternative
Arrangements
- Internal
Audit and Counter Parties
- Role
of Supervisors
11.
Trading and Derivatives Activities
- Before
You Begin…
- Introduction
- Enhancing
Transparency
- Quantitative
Disclosures
- Qualitative
Disclosures
12.
Risk Management Principles for E-banking
- Before
You Begin…
- Introduction
- Board
and Management Oversight
- Security
Controls
- Legal
and Reputational Risk Management
- Cross-Border
E-Banking Activities
13.
Loan Accounting and Disclosure
- Before
You Begin…
- Introduction
- Foundations
for Sound Accounting
- Accounting
for Loans
- Public
Disclosure
- Role
of Supervisors
14.
Highly Leveraged Institutions
- Before
You Begin…
- Introduction
- Banks’
Involvement with HLIs Credit Risk Strategy
- Information
Gathering, Due Diligence and Credit Analysis
- Limit
setting
- Collateral,
Early Termination and Other Contractual Provisions
- Ongoing
Monitoring of Positions vis-à-vis HLIs
- Specific
Actions by Banks to Implement Sound Practices
15.
Dealing with weak banks
- Before
You Begin…
- Introduction
- Weak
Banks and Problems
- Preconditions
- Channels
for Information about Weaknesses
- Corrective
Action
- Types
of Weaknesses
- Resolution
and Exit
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